:: ECONOMY :: THE PSYCHOLOGICAL AND PHYSIOLOGICAL CORE THEORIES OF SLEEP: FUNCTIONS, MECHANISMS, AND EVOLUTIONARY IMPACT :: ECONOMY :: THE PSYCHOLOGICAL AND PHYSIOLOGICAL CORE THEORIES OF SLEEP: FUNCTIONS, MECHANISMS, AND EVOLUTIONARY IMPACT
:: ECONOMY :: THE PSYCHOLOGICAL AND PHYSIOLOGICAL CORE THEORIES OF SLEEP: FUNCTIONS, MECHANISMS, AND EVOLUTIONARY IMPACT
 
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THE PSYCHOLOGICAL AND PHYSIOLOGICAL CORE THEORIES OF SLEEP: FUNCTIONS, MECHANISMS, AND EVOLUTIONARY IMPACT

 
21.06.2026 13:11
Автор: Anna Savchenko, Ivano-Frankivsk National Medical University; Anna Kyryk, Ivano-Frankivsk National Medical University; Oksana Bohovych Ivano-Frankivsk National Medical University
[18. Медичні науки;]

Theories of Sleep. Theories of sleep represent one of the most fascinating fields of human brain research. Sleep is an essential function of our body that allows us to restore both physical and psychological strength. Consequently, scientists have been investigating for decades exactly how the sleep mechanism works and how it affects our body.

There are many theories explaining why humans sleep and what purpose sleep serves.Some theories point out that sleep is necessary to restore our physical state, while others suggest it is essential for psychological resilience. There are also theories claiming that sleep is required for consolidating certain information in our memory.

Despite the abundance of existing sleep theories, scientists continue to explore its

mechanisms and impact on the human body. Scientific research helps us better understand this vital process and opens up new methods for treating various sleep-related disorders.

Restoration Theory.The restoration theory asserts that sleep is essential for restoring the physical functions of our body and replenishing energy after prolonged

daytime activity. This theory is based on the assumption that physical labor and activity throughout the day cause fatigue and deplete the body's energy reserves, whereas sleep helps restore these reserves and maintain physical health under normal conditions.

Studies confirm that during sleep, the body restores tissues and cells, including muscles and the nervous system. During deep sleep, the body releases growth hormone (somatotropin), which stimulates tissue growth and repair, as well as melatonin, which maintains the normal sleep-wake cycle.

Furthermore, sleep plays a critical role in supporting the immune system. Scientists have proven that individuals who do not get enough sleep have a lower count of killer cells (such as T-cells) that fight off infections and cancerous cells.

Research also shows that sleep affects our psyche. The restoration of mental strength

during sleep helps maintain our emotional stability, concentration, and decision-making abilities.  

Overall, the restoration theory is backed by the history of sleep research and its impact on the human body. This theory states that sleep is necessary to restore our physical condition after physical and psychological activity during the day. According to this view, while we sleep, our body replenishes spent resources, such as energy and various chemicals utilized during the day. Muscle and tissue wear-and-tear or damage sustained throughout the day are also repaired during sleep.

Additionally, sleep restores the immune system, protecting the body from illness and

infection. Getting rest during sleep helps reduce the risk of developing heart disease and other ailments. Research shows that sleep deprivation can negatively impact our body and overall health. Insufficient sleep can lead to decreased energy, digestive disorders, worsened mood, and an increased risk of developing chronic conditions. For example, people who get inadequate sleep face a higher risk of developing type 2 diabetes, obesity, cardiovascular diseases, and other health issues.      

Evolutionary Theory.The evolutionary theory of sleep suggests that sleep developed as a result of an evolutionary process that allowed humans to survive and adapt to a changing environment.

According to this theory, sleep is an important mechanism for conserving energy and

reducing the risk of encountering dangerous situations during nighttime hours. A key aspect of this theory is that it is not limited to humans but applies to other animal species as well.

One of the primary arguments supporting this theory is that over the course of evolution, it was more advantageous to sleep at night when the chances of being attacked by predators were lower, as many predators were active during the day (or vice versa, depending on the ecological niche). This allowed species to survive and adapt to changing environmental conditions.

Other arguments supporting this theory indicate that sleep is essential for energy

conservation and regulating the body's physiological functions. Sleep also helps strengthen the immune system, repair tissues, and develop the brain. These functions ensure the survival of animals in their natural habitats.

Although the evolutionary theory of sleep has some scientific backing, it is not fully proven and does not explain all aspects of sleep. This theory is based on observations of animals in the wild, as well as the analysis of genetic and neurophysiological features of sleep across different species. Notably, it has been observed that animals higher up the food chain, which typically have fewer natural predators, tend to sleep less than animals lower on the food chain.

In addition, some studies suggest that sleep may be crucial for energy preservation.

According to this theory, sleeping animals expend less energy on maintaining body

temperature and other vital functions because their bodies enter a state of reduced activity. This can be particularly important for animals living in extreme conditions, such as deserts or the Arctic, where food sources can be scarce. 

Furthermore, research indicates that sleep affects brain functions such as learning and memory. Under this theory, sleep helps consolidate new information entering the brain during the day. Studies show that after resting during sleep, a person can better retain learned information. Therefore, the evolutionary theory of sleep indicates that sleep is a vital physiological process that evolved as an adaptation to a changing environment, impacting the safety and survival of the organism.

Learning and Memory Consolidation Theory.The learning and memory consolidation theory of sleep emerged from observations that sleep can influence our ability to learn and remember information. This theory asserts that sleep helps strengthen the connections between neurons responsible for learning and memory. 

Research confirms that sleep is crucial for preserving and consolidating the information we acquire throughout the day. During sleep, the brain processes and organizes this data, strengthens neural connections, and resolves problems encountered during learning.

For instance, a study published in the journal Science showed that after a person learns new words, their memory improves if they sleep for the following 8 hours. Other studies have revealed that during sleep, the brain processes and organizes daytime information, strengthening synaptic connections, which allows us to better remember and utilize this information in the future.

There are several hypotheses explaining exactly how sleep helps strengthen connections between neurons. For example, one hypothesis suggests that during sleep, the brain actively produces proteins that facilitate the formation of new neural connections and the strengthening of existing ones.

According to the learning and memory consolidation theory, sleep plays a vital role in the learning process and memory formation. During sleep, the brain processes and integrates the information received during the day, storing it in long-term memory. Studies show that sleep consolidates educational knowledge and helps enhance its retention and recall in the future.

Moreover, this theory points out that different sleep stages play distinct roles in the learning process. For example, REM (Rapid Eye Movement) sleep, the stage when we dream, can help in solving creative tasks and problems, as well as fostering creative abilities.

In general, the learning and memory consolidation theory is essential for understanding how we learn and store information in our brains. This theory can be useful in developing educational methods and improving memory-enhancing technologies.

Brain Cleansing Theory (The Glymphatic System Theory). The brain cleansing theory of sleep is one of the most recently discovered theories explaining the function of sleep. It is based on the hypothesis that sleep allows the brain to

clear out waste products that accumulate during metabolic brain activity.

The primary mechanism responsible for cleansing the brain during sleep is the glymphatic system (the brain's waste clearance system). This system allows for the removal of toxic substances that build up while the brain is working. The glymphatic system of the brain is activated during sleep, helping to flush out excess fluid, proteins, and other metabolic waste accumulated during waking hours.

According to this theory, sleep is a process that helps the brain restore its resources and clear itself of accumulated waste. This process is particularly important for maintaining normal cognitive function and brain health.

Scientific research supports this theory, showing that during sleep, certain cellular changes occur (such as the shrinkage of glial cells), allowing the glymphatic system to work more efficiently and clear the brain of accumulated waste. Studies have also shown that chronic sleep deprivation can lead to the accumulation of toxins and other waste in the brain, potentially resulting in various neurological disorders and cognitive impairments.

Research into the brain cleansing theory indicates that sleep plays an important role in eliminating metabolic waste and toxins from the brain. Today, most scientists support the theory that the brain clears out waste and toxins during sleep. According to this view, the brain operates less intensively during sleep, allowing it to rest and recover from daytime demands. Simultaneously, an increase in the activity of the glymphatic system is observed.

One study confirming the brain cleansing theory was conducted on mice. This study

revealed that during sleep, mice experience an increase in the size of the interstitial space (the space between brain cells), making it easier to flush waste out of the brain. Upon waking, this interstitial space decreases, indicating that the brain was cleared of excess waste during the sleep period.

Human studies also confirm the link between sleep and brain cleansing. For instance,

research into the brain cleansing theory has been conducted using functional magnetic resonance imaging (fMRI). The study involved volunteers who slept under controlled conditions where their physiological parameters could be monitored.

Participants slept inside an MRI scanner, allowing researchers to track their brain activity across different sleep stages. Because the brain uses less energy during sleep than during wakefulness, it becomes possible to track these baseline clearance processes.

Researchers also utilized a specialized method involving the injection of a gadolinium-based contrast agent, which mixed with the fluid that washes the brain during sleep. Gadolinium is a substance widely used in medicine for internal imaging because it alters magnetic fields and highlights specific internal areas.

Through this, researchers were able to track fluid movement in the brain during sleep,

discovering that sleep actively flushes toxins and other harmful substances from the brain tissue. The results of this study have laid the groundwork for further investigation into the mechanics of brain cleansing during sleep.

References:

1. Irwin, M., et al. (1996). "Partial night sleep deprivation reduces natural killer and cellular immune responses in humans." FASEB Journal.

2. Spiegel, K., et al. (2005). "Sleep loss: a novel risk factor for insulin resistance and Type 2 diabetes." Journal of Applied Physiology.

3. Walker, M. P., et al. (2002). "Cognitive flexibility and sleep." Science. (See also: Stickgold, R., et al. (2000), Nature Neuroscience).

4. Xie, L., Nedergaard, M., et al. (2013). "Sleep drives metabolite clearance from the adult brain." Science.

5. Ringstad, G., et al. (2017). "Brain clearance of a MRI contrast agent as a measure of glymphatic function in humans." Brain.

6. Fultz, N. E., et al. (2019). "Coupled electrophysiological, hemodynamic, and cerebrospinal fluid oscillations in human sleep." Science.

_______________________

Scientific supervisor: Oksana Bohovych, Senior Lecturer of the Department of Linguistics Ivano-Frankivsk National Medical University



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